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Perspectives on Values

The Network of Satire and Humor, the Tragic and the Absurd, the Grotesque and the Monstrous, Play and Irony, Parody and the Comic Mode

Hoffmann, Gerhard

American Studies – A Monograph Series, Bd. 323

2024

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Abstract

Delving deep into the structural and structuring intricacies of humor in British and American novels, this book presents a systematic theory that unravels humor's multifaceted nature. Humor’s forms are analyzed in pioneering novels in a wide range of genres including the 18th-century novel, naturalism, modernism, and postmodernist writing. Gerhard Hoffmann's insight transforms the conventional view of humor, positing it as dynamic force that shapes relationships within the Complexity of historical and cultural contingency. By scrutinizing humor’s form and function, a nuanced exploration of moral values emerges, revealing positions of incongruity and negation and the dissemination rather than containment of meaning. Humor becomes a network of perspectives transcending the text itself. This comprehensive exploration offers innovative readings of canonical authors such as Fielding, Twain, Woolf, Hawthorne, Melville, Wharton, Faulkner, and Barthelme.

Inhaltsverzeichnis

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Cover I
Title Page IV
Imprint V
Contents VI
PREFACE XVI
IN MEMORIAM: PROF. DR. GERHARD HOFFMANN (1931–2018) XVIII
1 PROBLEMS OF DEFINITION AND INTERRELATION 1
1.1 The Comic Mode’s Double Structure: Target and Value Poles 1
1.2 Satire and Humor as Network of Values 3
1.3 The Interplay of Form and Content 6
1.4 Satire as Mediator of Didacticism and Narrative 7
1.5 The System of Humor 8
1.6 The Chain of Incongruity Categories and Play of Meaning 11
1.7 The Comic Perspective 12
1.8 Satire versus Humor 14
1.9 The Grotesque 15
1.9.1 The Absurd 16
1.9.2 Play 17
1.9.3 Irony 18
1.9.4 Parody 20
1.10 The Satiric Stance 21
1.11 Narrative and Satire 25
1.12 Satire’s Targets: The Narrative Form of Hypocrisy, Sameness, and the “System” 28
2 THE 18TH-CENTURY NOVEL: HUMOR AS SIGN OF GOOD NATURE 35
3 THE MODEL CASE: COMIC VIEW, HUMOR, AND SATIRE IN CERVANTES’S ‚DON QUIXOTE‘ 41
4 HUMOR AS PHILOSOPHICAL ATTITUDE 47
5 THE RIVALRY BETWEEN HUMOR AND SATIRE AND THEIR EXHAUSTION IN THE NOVEL 53
6 SATIRE, HUMOR, AND IRONY IN AMERICAN FICTION 59
6.1 Satire and American Humor 59
6.2 The Targets of Satire in American Fiction 66
7 SATIRE AND UTOPIA: NATHANIEL HAWTHORNE’S ‚THE BLITHEDALE ROMANCE‘ 71
8 HERMAN MELVILLE: STRANGENESS, SATIRE, HUMOR, PLAY, IRONY, AND THE COMIC MODE 75
8.1 The Curious, the Mysterious, and Satire as Substructure 75
8.2 Experiments with Social and Cosmic Satire, Satire and Symbolic Method, Travel and Bildungsroman as Structures of Satire: ‚Mardi‘ and ‚White-Jacket‘ 81
8.3 The Combination of Strangeness, Irony, Cosmic Satire, and the Post-Tragic Mode as Attitudes and Forms of Incongruity: ‚Moby-Dick‘ 85
8.4 Social Satire and Parody, the Mystic Mode, and Cosmic Satire: ‚Pierre; or, The Ambiguities‘ 94
8.5 Satire and the Attitudes of Play and Irony: ‚The Confidence-Man‘ 102
9 MARK TWAIN: HUMOR, SATIRE, AND THE GROTESQUE 113
9.1 Satire and Humor, Authenticity and Reality in the Novel 113
9.2 Play, Pose, Irony of Form: ‚The Innocents Abroad‘, ‚Tom Sawyer‘, and ‚Life on the Mississippi‘ 120
9.3 Satire and the Grotesque against Humor and the Comic Mode: ‚Huckleberry Finn‘ 126
9.4 A Medley of the Fantastic, the Satiric, and the Grotesque: ‚A Connecticut Yankee in King Arthur’s Court‘ 130
10 REALISM AND NATURALISM AND SATIRE 139
10.1 Realism, Time, Life 139
10.1.1 Realism of the Ordinary: William Dean Howells 141
10.1.2 Impressionism and Factualism: Hamlin Garland 144
10.2 The Naturalist Novel: Satire and Universal Determinism 145
10.2.1 Satire and the Existentialist View: Stephen Crane’s ‚The Red Badge of Courage‘ 156
10.2.2 Satire and the Force of Nature: Frank Norris’s ‚The Octopus‘ 158
10.3 The Mystery of the City, Multiperspectivity, Satire, and the Ambivalence of the Value Pole: Theodore Dreiser 162
10.3.1 Satire and Mystery in the City Novel: ‚Sister Carrie‘ 163
10.3.2 Satire in the Context of Personal Faults, Social Corruption, and Accidental Circumstances: ‚An American Tragedy‘ 168
11 SATIRE AS AESTHETIC SYSTEM OF DIFFERENTIATION AND “CULTURE CONSCIOUSNESS”: HENRY JAMES 173
12 EDITH WHARTON: STRATEGIES OF SATIRIC AND NARRATIVE IRONY AND THE RISE AND FALL MODEL 183
12.1 Strategies of Satiric Fiction 183
12.2 The Rise and Fall Model and the Values of the Past 188
13 TOTAL SATIRE AND THE COMIC VIEW: SINCLAIR LEWIS AND ERNEST HEMINGWAY 197
13.1 Sinclair Lewis’s ‚Babbitt‘ 197
13.2 Ernest Hemingway: Satire, Existentialism, the “Boundary Situation,” and Purification of Language 202
14 THE THIRTIES: IDEOLOGY, DOCUMENTATION, SATIRE, AND THE SELF’S LIBERATION FROM THE PRESSURES OF THE SOCIAL ENVIRONMENT 205
15 TRUTH AND IDENTITY INSTEAD OF MORAL RULES: STEPHEN SPENDER AND THE TRANSFORMATION OF SATIRE IN MODERNIST TEXTS 211
16 THE AMERICAN NOVEL AFTER 1945: SATIRE AND THE MULTIPLICATION OF VIEWPOINTS 215
16.1 The Novel of the 1950s and the 1960s: Mobility of Perspectives, No Satire without a Comic View 215
16.2 The Comic View Wins out over Satire: Satire Turns upon “the immense mass of things, ideas, beliefs”— Saul Bellow’s Comic Novel of Education 218
16.3 A Black Man’s Point of View and a Satiric View of the System: Ralph Ellison’s ‚Invisible Man‘ 223
16.4 Feminist, Social, and Universal Satire: Mary McCarthy’s Criticism of Consciousness 226
16.5 The Artificiality and Ideological Constructedness of Satire and the Body as Value Pole: Norman Mailer 228
16.6 Play, Irony, Paradox, and the Satiric Mode 233
17 POSTMODERNIST FICTION 241
17.1 Multiperspectivism and Partiality of Satire 241
17.2 Satire, Waste, and Paranoia 245
17.3 Entropy, the Void, and Satire against the System 254
17.4 Satire and the Labyrinth, Paranoia, and the Void 257
17.5 Parody, Satire, Myth, and the Tragic View: John Barth’s ‚Giles Goat-Boy‘ 266
18 THE TRAGIC VIEW IN FICTION 277
18.1 Definitions and Conceptions 277
18.2 The Nineteenth Century and Modernism 280
18.3 The Postmodernist View 284
19 THE ABSURD AS REDUCTION OF THE TRAGIC MODE 293
19.1 The Concept of the Absurd 293
19.2 Rebellion of Thought and Language Against Nothingness: Samuel Beckett’s ‚The Unnamable‘ 296
19.3 Reduction of the Absurd in the Postmodernist Novel 298
19.4 Design and Debris, Clarity and Paradox: Suicide in John Hawkes’s ‚Travesty‘ 307
19.5 The Absurdity of the Absurd: John Barth’s “Night-Sea Journey” 310
20 THE GROTESQUE AND THE MONSTROUS 315
20.1 Definitions, Components, Ambiguities 315
20.2 The Historic View 325
20.2.1 Problem Zones and Variations of Forms 325
20.2.2 The Development of Grotesque Deformation out of the Disorientation Pole: Edgar Allan Poe’s “The Masque of the Red Death” 330
20.2.3 The Grotesque and the Absurd: Herman Melville’s “Bartleby, the Scrivener” 334
20.2.4 Grotesque Laughter 339
20.2.5 The Modernist Novel 343
20.2.6 The Grotesque Ideal of Love in the “Grotesque Reality” of a “Wasteland” Society: F. Scott Fitzgerald’s ‚The Great Gatsby‘ 350
20.2.7 The Grotesque as Demonic Force of the City and as Mysterious Life Principle: John Dos Passos’s ‚Manhattan Transfer‘ 353
20.2.8 The Heroic Grotesque, the Mental, Faustian Grotesque, History as Grotesque Force, the Grotesque Form, and their Ironic Interrelation: William Faulkner’s ‚Absalom, Absalom‘ 357
20.2.9 The Grotesque as Station to the Mysticism of Religious Experience: Flannery O’Connor’s ‚The Violent Bear It Away‘ 363
20.3 The Postmodernist Grotesque: Its Radicalization in Terms of the Monstrous and its Attenuation by Play, Irony, and the Comic Mode 366
20.3.1 The Monstrous “National State of Mind”: Nathanael West’s ‚The Day of the Locust‘ 369
20.3.2 The Monstrous Excess of Violence: Jerzy Kosinski’s ‚The Painted Bird‘ 373
20.3.3 The Monstrous, the Failure of the Comic Mode, and the Postmodernist Excess of Distance: John Hawkes’s ‚The Cannibal‘ 375
20.3.4 The Satiric and the Playful Grotesque: Joseph Heller’s ‚Catch-22‘ 381
20.3.5 Levels of the Grotesque and the Playful Grotesque: Kurt Vonnegut’s ‚Slaughterhouse-Five‘ 387
20.4 The Mystery Factor of the Grotesque and the Grotesque as Ontological Enigma: Robert Coover’s ‚John’s Wife‘ 391
20.5 The New Realism of the Post-Postmodernist Novel: The Grotesque Social Condition, and “‚the‘ mystery” 399
21 THE MODALITY OF PLAY 411
21.1 Conceptions and Contexts 413
21.2 Fourteen Theses: Human Play and Play of the World 416
21.3 Play, Text, and Art 418
21.4 Limits of Play 430
21.5 Play, the Comic Mode, and Humor in the Traditional Novel 435
21.5.1 The Novel as Play: Miguel de Cervantes’s ‚Don Quixote‘ 435
21.5.2 Playful Humor in the English Novel of the Eighteenth and Nineteeth Centuries 438
21.5.3 Play with Oddities: Laurence Sterne’s ‚Tristram Shandy‘ 439
21.5.4 Play Along the Way: Henry Fielding’s ‚Tom Jones‘ 441
21.5.5 The Freedom of Play and the Unifying Power of Humor: Charles Dickens’s ‚Pickwick Papers‘ 443
21.6 Playing Around Strangeness and Mystery in the American Novel: Herman Melville and Mark Twain 445
21.6.1 Playing Around with Language as Reality Principle: ‚Moby-Dick‘ and ‚The Confidence-Man‘ 447
21.6.2 Play versus Reality: ‚Tom Sawyer‘ and ‚A Connecticut Yankee in King Arthur’s Court‘ 452
21.7 Play in the Modernist Novel: Playing Around Things 456
21.8 Psychological Play with Irony: Henry James’s ‚The Ambassadors‘ 458
21.9 Play and Deconstruction of the Traditional Concepts of the Imagination: The Postmodernist Novel 461
21.9.1 Playful Aesthetic Maximalism I: Play, Parody, and Possibility Thinking in John Barth 466
21.9.2 Playful Aesthetic Maximalism II: The Multiplication of Viewpoints in Thomas Pynchon 474
21.9.3 Playful “Minus Functions”: Minimalism, Chaos, and Boredom in Donald Barthelme, Richard Brautigan, Raymond Federman, and Ronald Sukenick 480
21.9.4 Play, Irony, Parody, and the Comic Mode 487
21.9.5 Strangeness, Mystery, and Freedom as Contexts of Play 489
22 IRONY 493
22.1 Introduction 493
22.2 Irony of Subject Matter and Irony of Form 494
22.3 Kierkegaard and the Attitude of Irony 502
22.4 The Modernist Novel: Cosmic Irony and the Moment of Revelation 506
22.4.1 Forms of Narrative Irony: Cosmic Irony 508
22.4.2 Cosmic Irony in Herman Melville’s ‚Moby-Dick‘ versus the Modernist Nature Novel 512
22.4.3 Natural Formations and Psychic Time: The Mythic View, the Symbolizing Method, and Joseph Conrad’s ‚Heart of Darkness‘ and ‚Nostromo‘ 532
22.5 Irony Everywhere: ‚A Portrait of the Artist as a Young Man‘ 541
22.6 The Moment of Being and the Irony of Time: Viriginia Woolf’s ‚To the Lighthouse‘ 547
22.7 The Sexual Act and the Moment of Being: D. H. Lawrence’s ‚The Rainbow and Women in Love‘ 552
22.8 The Irony of Time 560
22.8.1 James Joyce, ‚Ulysses‘ 563
22.8.2 Virginia Woolf, ‚Mrs. Dalloway‘ 564
22.8.3 Ernest Hemingway, ‚A Farewell to Arms‘ 568
22.8.4 William Faulkner, ‚The Sound and the Fury‘ 571
22.9 The Quest for Meaning and the Irony of Endings 576
22.9.1 Henry James, ‚The Portrait of a Lady‘ 577
22.9.2 Joseph Conrad, ‚Heart of Darkness‘ 578
22.9.3 F. Scott Fitzgerald, ‚The Great Gatsby‘ 580
22.9.4 Ernest Hemingway, ‚A Farewell to Arms‘ 582
22.9.5 William Faulkner, ‚Absalom, Absalom‘ 584
22.10 Postmodernist Irony 591
22.11 Free Irony as Meta-Irony in Postmodernist Fiction 594
22.12 Paradox as “the soul, source and principle” of Irony 603
22.13 Irony of Structure and Character and Ironic Multiperspectivity: Thomas Pynchon’s ‚Gravity’s Rainbow‘ 610
23 THE COMIC MODE 625
23.1 Transformations of the Comic Mode in the English and American Novel: Contexts and Definitions 625
23.2 Play, the Comic Mode, and Humor: The Picaresque Model, the Odd, and the Flat Character in the English Novel 631
23.3 Satire and the Comic Mode in the Victorian Novel 641
23.4 The Comical Satirist as Quasi-Nihilist: Becky Sharp in W. M. Thackeray’s ‚Vanity Fair‘ 642
23.5 Satire and the Revised Comic Mode: George Meredith’s ‚The Egoist‘ 644
24 THE MODERNIST COMIC MODE UNDER THE SWAY OF IRONY 653
24.1 The Comic Mode as Paradox and Universal Theme: Henry James 653
24.2 The Universal Comic View and “Free,” Life-Oriented Humor: William Faulkner’s ‚The Hamlet‘ 659
25 THE POSTMODERNIST “FREE” COMIC MODE 669
25.1 Play, Irony, Parody, and the Comic Mode in the Postmodernist Context 670
25.2 The Author’s Voice: Chaos, Trash, Debris, and the Design of the Free Comic Mode 675
26 PARODY AND PLAY 697
26.1 Statements and Tendencies 705
26.2 The Expansion of Parody as Structure of Existential Attitudes, Combinations with Play, Irony, Satire, and Comic Effects: Donald Barthelme 709
26.3 Universal Parody, Imitation, and Transformation of Patterns: John Barth 715
27 FREE HUMOR, FREE IRONY, FREE COMIC VIEW: THEIR CONTRIBUTION TO A NEW SENSE OF COMPLETION 729
28 SUMMING UP: FRAMES OF ARTICULATION AND THE PERSPECTIVES OF INCONGRUITY, THE ORDINARY AND THE EXTRAORDINARY, WHOLENESS AND DIFFERENTIATION, THE POSSIBLE AND THE IMPOSSIBLE 735
BIBLIOGRAPHY 757
Backcover 813